Taiwan Stock Exchange - Rules & Regulations Directory
time:2019/06/26 03:42

Article NO. Content

Title:

Operating Rules of the Taiwan Stock Exchange Corporation 

Amended Date: 2019.03.28 (Articles 50, 50-3 amended,English version coming soon)
Current English version amended on 2019.02.12 
Article 97
    A securities dealer may subscribe stock or corporate bonds of a company. With the exception of such subscriptions, any proprietary trading of listed securities by a securities dealer shall be done on the Exchange only. Unless otherwise approved by the Competent Authority, a securities dealer shall not place orders with securities brokers to trade on its behalf.
Data Source:Taiwan Stock Exchange - Rules & Regulations Directory
twse-regulation.twse.com.tw