Taiwan Stock Exchange - Rules & Regulations Directory

Article NO. Content

Title:

Operational Regulations Governing Securities Firms Recommending Trades in Securities to Customers 

Amended Date: 2017.11.22 
Categories: Market Supervision > Regulation of Securities Firms
Article 9
    When making oral recommendations to customers, securities firm personnel shall have a full understanding of relevant research reports.
Data Source:Taiwan Stock Exchange - Rules & Regulations Directory
twse-regulation.twse.com.tw