Taiwan Stock Exchange - Rules & Regulations Directory

Article NO. Content

Title:

Directions for the Internal Control of Securities Borrowing and Lending Transactions by Securities Firms 

Amended Date: 2006.03.21 
Categories: Securities Exchange Market > Borrowing of Securities
7
    Securities borrowing and lending traders in the middle offices of a securities firm (internal control, risk management, etc.) shall not concurrently hold positions in the back offices (accounting and clearing, central custody), and vice versa.
    
Data Source:Taiwan Stock Exchange - Rules & Regulations Directory
twse-regulation.twse.com.tw