Chapter 8 Supplementary Provisions |
| Article 40 | The borrowing and lending of securities between a securities firm and other securities firms or securities finance enterprises that engage in securities lending or securities margin purchase and short sale business are governed by the provisions of these Operating Rules mutatis mutandis except Article 5; Article 6, paragraph 1, subparagraph 1; Article 3; Article 7; Article 7-1; Article 8; Article 9; paragraph 3; Article 10; Article 11, paragraphs 2 and 3; Article 13-1; Article 15, paragraphs 1 and 2; Article 18; Article 19, paragraphs 2 to 8; Article 19-1; Article 20; Article 21, paragraphs 1 and 3; Article 22, paragraphs 1 and 2; each article of Chapter 4; Article 31; Article 32, paragraphs 1, 2 and 3; Article 33; Article 34; Article 35, and Article 35-2.
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| Article 41 | The TWSE or GTSM may handle violation of any provision of these Operating Rules by a securities firm, its responsible person, or employee, in accordance with its applicable bylaws, rules, and regulations.
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| Article 42 | These Operating Rules shall be drafted by the TWSE in conjunction with the GTSM and take effect after having been submitted to and approved by the competent authority. Subsequent amendments thereto shall be effected in the same manner.
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