print time:2024/05/04 09:17
Chapter Content
Title:
Securities and Exchange Act
Amended Date:
2023.06.28
Chapter VIII Supplementary Provisions
Section III Securities Dealers
Article 83
(Capacities of a Securities Dealer)
A securities dealer shall be allowed to subscribe to stocks and corporate bonds.
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Article 84
(Restrictions on Those Currently Conducting Underwriting Business)
A securities dealer which concurrently conducts the business of an underwriter shall be governed by the restrictions specified in Article 74.
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