Chapter Content

Title：

Corporate Governance Best-Practice Principles for Securities Firms 

Amended Date： 2023.02.08 (Articles 3-2, 3-3, 3-4, 10-1, 18, 24, 27, 28-4, 37, 37-2, 37-3, 40, 51, 62, 63 amended,English version coming soon)
Current English version amended on 2021.05.04 
Categories： Corporate Governance
 
   Chapter VII      Ancillary Rules
      Section 2    Establishment of Methods to Interact with Shareholders
Article 13-1    The board of directors of a securities firm shall have the responsibilities to establish methods to interact with the firm's shareholders to improve their mutual understanding of the development of the company's objectives.
Article 13-2    In addition to communications with shareholders at shareholders' meetings and encouragement of shareholders to attend shareholders' meetings, the board of directors of a securities firm shall adopt effective methods to communicate with shareholders, and work with managers and independent directors to understand the opinions of shareholders and issues they concern about, and to clearly explain the company's policies to win the shareholders' support.