Chapter Content


Operating Rules for Securities Firms Handling Non-Restricted Purpose Loan 

Amended Date: 2021.04.01 
Categories: Securities Exchange Market > Borrowing of Money
   Chapter VII Title Transfer for Collateral and Supplementary Collateral Used for Financing
Article 27    Where a client posts TWSE or TPEx securities or TPEx traded beneficial certificates of open-end funds as collateral and supplementary collateral, on the business day preceding book closure of or suspension of interest payment on the issuer's securities, a securities firm shall prepare a customer-by-customer list of the collateral and supplementary collateral provided by each customer and send it to the TDCC according to TDCC requirements.