Taiwan Stock Exchange - Rules & Regulations Directory

Chapter Content


Taiwan Stock Exchange Corporation Rules Governing Review of Call (Put) Warrant Listings 

Amended Date: 2021.06.11 (Articles 10 amended,English version coming soon)
Current English version amended on 2020.12.24 
Categories: Primary Market > Review

   Chapter 1 General Principles

Article 1
    These Rules are promulgated pursuant to Article 140 of the Securities and Exchange Act and Article 10, paragraph 1 of the Regulations Governing the Issuance of Call (Put) Warrants by Issuers ("Issuance Regulations").
Article 2
    The term "call (put) warrant" as used in these Rules refers to securities issued by a third party, other than the issuer of the underlying securities, for which the holder of the issued call (put) warrant has the right, within a prescribed period of time or by a prescribed expiration date, to buy from or sell to the issuer the underlying securities at a given strike price, or to take a cash settlement in lieu of the price difference [between the strike price and the actual price of the securities].
Data Source:Taiwan Stock Exchange - Rules & Regulations Directory