Taiwan Stock Exchange - Rules & Regulations Directory

Chapter Content

Title:

Operating Rules for Securities Firms Handling Non-Restricted Purpose Loan 

Amended Date: 2021.04.01 
Categories: Securities Exchange Market > Borrowing of Money

   Chapter IX Supplementary Provisions

Article 33
    In the event of a violation of these Operating Rules by a securities firm, its responsible person, or employee, TWSE or TPEx may handle in accordance with its applicable rules and regulations.
Article 34
    These Operating Rules are jointly drafted by the TWSE and TPEx and take effect after having been submitted to and approved by the competent authority. Subsequent amendments thereto shall be effected in the same manner.
Data Source:Taiwan Stock Exchange - Rules & Regulations Directory
twse-regulation.twse.com.tw