Operating Rules for Securities Firms Handling Margin Purchases and Short Sales of Securities
Chapter I General Principles §1
Chapter II Management of Margin Accounts for Margin Purchases and Short Sales §8
Section 1 Securities eligible for margin purchases and short sales §8
Section 2 Suspension and resumption of margin purchases and short sales of securities §22
Section 3 Adjustment to the margin purchase leverage ratio and short sale margin §26
Chapter III Opening and Management of Margin Accounts for Margin Purchases and Short Sales §36
Chapter IV Margin Trading Applications and Settlements §47
Chapter V Settlement by Offsetting of Margin Purchases and Short Sales in Margin Trading §70
Chapter VI Handling of Share Transfers in Margin Purchases and Short Sales §76
Chapter VII Default and Extraordinary Event Procedure §80
Chapter VIII Risk Control §85
Chapter IX Supplementary Provisions §90