Chapter

Title:

Regulations Governing Securities Firms 

Amended Date: 2024.03.06 (Articles 37 amended,English version coming soon)
Current English version amended on 2022.09.01 
   Chapter I General Provisions §1
   Chapter II Finance §9
   Chapter III Business Operation §22
   Chapter IV Merger §46
   Chapter V Investment In Foreign And Mainland Chinese Securities Enterprises §49
   Chapter V-1 Administration Of Overseas Branch Offices §58-1
   Chapter VI Management Of Regulatory Capital §59
      Section 1 (Deleted) §59
      Section 2 (Deleted) §60
      Section 3 (Deleted) §62-1
      Section 4 (Deleted) §63
   Chapter VII Supplemental Provisions §68