Regulations Governing the Establishment of Internal Control Systems by Service Enterprises in Securities and Futures Markets 

Amended Date: 2021.09.30 (Articles 36-2 amended,English version coming soon)
Current English version amended on 2019.03.15 
   Chapter I General Principles §1
   Chapter II Design and Implementation of Internal Control System §6
   Chapter III Assessment of Internal Control System §11
      Section I Internal Audits §11
      Section II Self-assessment and Statement on Internal Control §21
      Section III Special Audits §25
      Section IV Compliance System §27
   Chapter IV Supplementary Provisions §30