Regulations Governing the Establishment of Internal Control Systems by Service Enterprises in Securities and Futures Markets
Chapter I General Principles §1
Chapter II Design and Implementation of Internal Control System §6
Chapter III Assessment of Internal Control System §11
Section I Internal Audits §11
Section II Self-assessment and Statement on Internal Control §21
Section III Special Audits §25
Section IV Compliance System §27
Chapter IV Supplementary Provisions §30