Corporate Governance Best-Practice Principles for Securities Firms
Chapter I General Provisions §1
Chapter II Protection of Shareholders' Rights and Interests §4
Section 1 Encouraging Shareholders to Participate in Corporate Governance §4
Section 2 Establishment of Methods to Interact with Shareholders §13-1
Section 3 Corporate Governance Relationships Between the Company and Its Affiliated Ente §14
Chapter III Enhancing the Function of Board of Director §20
Section 1 Structure of Board of Directors §20
Section 2 Independent Directors §24
Section 3 Functional Committees §27
Section 4 Rules for the proceedings of the board of directors' meetings and policy making procedures §31
Section 5 Fiduciary Duty, Duty of Care and Responsibility of Directors §37
Chapter IV Empowering the Supervisors §41
Section 1 Duties of Supervisors §41
Section 2 Supervisors' powers and obligations §44
Chapter V Respecting Stakeholders and Interested Persons' Right §53
Chapter VI Improvement of Information of Transparency §58
Section 1 Disclosure of Enhancing Information Disclosure §58
Section 2 Disclosure of Information of Corporate Governance §61
Section 3 Enhanced Information Disclosure as Part of A Corporate Enterprise’s Social Responsibility §62
Chapter VII Ancillary Rules §64