Taiwan Stock Exchange - Rules & Regulations Directory



Operating Rules for Securities Business Money Lending by Securities Firms 

Amended Date: 2021.04.01 (Articles 19 amended,English version coming soon)
Current English version amended on 2020.12.31 
Categories: Securities Exchange Market > Borrowing of Money
   Chapter I General Principles §1
   Chapter II Signing of a Financing Contract and Account Management §9
   Chapter III Loan Application and Repayment §13
   Chapter IV Calculation of the Collateral Maintenance Ratio and Covering of Shortfalls §23
   Chapter V Handling of Violations §27
   Chapter VI Title Transfer for Collateral Securities and Additional Collateral Securities Used for Financing §29
   Chapter VII Risk Control §30
   Chapter VIII Supplementary Provisions §35
Data Source:Taiwan Stock Exchange - Rules & Regulations Directory