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Article 75-5
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When a securities firm accepts orders to trade securities through an omnibus trading account, it shall make trading quotes corresponding to the orders placed by the principals or the authorized traders thereof, and shall note the name or symbol of the principal or the authorized trader on the order ticket or the trading order record.
The securities firm shall transmit the itemized allocations of trade price and volume as instructed by the authorized trader to the TWSE by 6 p.m. on the trade date, and the itemized orders of the principals and authorized traders thereof, to the TWSE by 6 p.m. on the first business day following the trade date, provided that this restriction shall not apply if the TWSE provides otherwise.
Operational directions related to omnibus trading accounts will be prescribed by the TWSE.
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