- Allocation for margin purchases
The total daily balance of the numbers of lots of each
security for margin purchase from securities firms and
securities finance companies
───────────────────── ×(allocation limit - daily balance)
The daily balance of the number of lots of each securities
for margin purchase from securities firms and securities
finance companies and the total amount of daily balance
of the number of lots of collateral for money lent or borrowed
relating to securities business of each security from the
securities firm conducting money lending relating to securities
business; and the daily balance of the number of lots of
collateral for each security of settlement money financing from
securities finance companies.
- The number of lots for margin purchases allocable to each credit institute :
- Where the allocation for margin purchases is sufficient to allocate one lot to each credit institute ( excluding the securities firm commencing to conduct business of margin purchases and short sales on the next business day ), allocate firstly one lot to each credit institute and the remaining number of lots :
The daily balance of the number of lots of each
securities for margin purchase from each securities
firm and securities finance company
───────────────────× (allocation for margin purchase - the number of credit institutes)
The total daily balance of the numbers of lots of
each security for margin purchase conducted by each
of securities firms and securities finance companies
- Where the allocation for margin purchases is insufficient to allocate one lot to each credit institute( excluding the securities firm commencing to conduct business of margin purchases and short sales on the next business day ):
The daily balance of the number of lots of each
securities for margin purchase from each securities
firm and securities finance company
───────────────────× allocation for margin purchase
The total daily balance of the numbers of lots of
each security for margin purchase from each of
securities firms and securities finance companies
- Allocation for money lent or borrowed relating to securities business:
The total daily balance of numbers of lots of collateral
for money lent or borrowed relating to securities business
of each security from the securities firm conducting
money lending relating to securities business
─────────────────────× (allocation limit - daily balance)
The daily balance of the number of lots of each securities
for margin purchase from securities firms and securities
finance companies; and the total amount of daily balance
of the number of lots of collateral for money lent or
borrowed relating to securities business of each security
from the securities firm conducting money lending relating
to securities business; and the daily balance of the number
of lots of collateral for each security of settlement money
financing from securities finance companies.
- The number of lots of collateral for money lent or borrowed relating to securities business allocable to each credit institute :
The daily balance of the numbers of lots of collateral
for money lent or borrowed relating to securities business
of each security from the securities firm conducting
money lending relating to securities business
──────────────────────× allocation for money lent or borrowed relating to securities business
The total daily balance of the numbers of lots of
collateral for money lent or borrowed relating to
securities business of each security from securities firms
conducting money lending relating to securities business
- Allocation for margin purchase settlement financing:
The total daily balance of the number of lots of
collateral for each security of settlement money
financing from each of securities finance companies.
─────────────────────×(allocation limit - daily balance)
The daily balance of the number of lots of each
securities for margin purchase from securities firms
and securities finance companies and the total amount
of daily balance of the number of lots of collateral for
money lent or borrowed relating to securities business
of each security from the securities firm conducting
money lending relating to securities business; and the
daily balance of the number of lots of collateral for each
security of settlement money financing from securities finance companies.
- The number of lots of collateral for margin purchase settlement financing allocable to each credit institute :
The daily balance of the number of lots of collateral
for each security settlement financing from
each of the securities finance company.
─────────────────────× Allocation for margin purchase settlement financing
The total daily balance of the number of lots of collateral
for each security settlement financing from
each of securities finance companies.