Taiwan Stock Exchange - Rules & Regulations Directory

Amendments

Title:
Taiwan Stock Exchange Corporation Rules Governing Trading of Beneficial Certificates(2008.02.26)

Article 13
The issuer of an ETF beneficial interest certificate may designate a liquidity provider to provide liquidity when the certificate is traded on the centralized market of the TSEC. The relevant operational guidelines shall be adopted separately by the TSEC.

Article 14
After the execution of a beneficial certificate trade, the fee rate provisions for stock transactions apply mutatis mutandis to any commission or transaction charge collected by the securities broker that accepted the order and the TSEC.

Article 15
These Rules, and any subsequent amendment thereto, shall be implemented after being submitted to and approved by the Competent Authority.

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