Taiwan Stock Exchange - Rules & Regulations Directory


Taiwan Stock Exchange Corporation Rules Governing Implementation of the Stock Market Surveillance System(2004.01.09)

Article 5
When the Exchange discovers abnormal quoting or trading of securities, the Exchange may, either before market opening or during trading, request the attention of the entrusted securities firm and may, pursuant to Paragraph 2 Article 22, paragraph 2 of the Rules Regulations Governing Stock Exchanges, query or review relevant information from securities firms and listed companies, or require them to provide information explaining such trading. When necessary, the Exchange may publicly announce this information and explanation through information systems or at the places of business of securities firms.
In the event of abnormal trading of securities as referred to in the preceding paragraph, the Exchange's Special Management Committee of the Joint Responsibility System Clearing and Settlement Fund may be informed if necessary.

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