Taiwan Stock Exchange - Rules & Regulations Directory

Amendments

Title:
Operating Rules of the Taiwan Stock Exchange Corporation(2022.01.27)

79-2
    When a securities firm is consigned to purchase securities at the TIB, its principal must be a qualified investor and the purpose is limited to a company repurchasing its shares pursuant to law.
    For purpose of the preceding paragraph, a qualified invetor refers to a principal who meets one of the following conditions:
  1. Is a professional institutional investor, a high net worth corporate investor, or a juristic person or fund meeting certain criteria and having applied in writing to the trustee or sub-distributor for the status of a professional investor, as defined under Article 3, paragraph 3 of the Regulations Governing Offshore Structured Products.
  2. Is a venture capital enterprise established pursuant to laws.
  3. Is a natural person with two or more years of experiences of investment in trading in securities who has met one of the following conditions:
    1. Is able to prove a financial strength of NT$10 million or more.
    2. Has an average annual income of NT$1.5 million or more during the most recent two years.

Data Source:Taiwan Stock Exchange - Rules & Regulations Directory
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