Taiwan Stock Exchange - Rules & Regulations Directory

Amendments

Title:
Taiwan Stock Exchange Corporation Procedures for Review of Securities Listings(2016.12.09)

Article 22
    For initial stock listing application cases in which the Board of Directors resolves to approve listing, upon completion of recording of the case, the case handlers shall first notify the applicant company via mail to supplement relevant materials, and except in cases which, pursuant to Article 7-1, are exempt from review by the Review Committee, shall closely examine the reasonableness of the applicant's responses to the securities listings Review Committee, after which it shall request the principal underwriter to supplement its assessment or request an opinion from CPAs. Thereafter, the case handlers shall have the securities listing contract signed with the applicant company, and pursuant to Article 141 of the Securities Exchange Act, submit the securities listing contract to the competent authority for recordation.

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