Taiwan Stock Exchange - Rules & Regulations Directory

Amended Article


Taiwan Stock Exchange Corporation Rules Governing Targeted Examinations of and Guidance to Securities Firms 

Amended Date: 2014.11.04 
Categories: Market Supervision > Regulation of Securities Firms

Article 1
    These Rules are adopted pursuant to Article 23, Paragraphs 2 and 4 of the Regulations Governing Stock Exchanges.

Article 12
    The TWSE may take measures in accordance with the Operating Rules, Criteria Governing Handling of Stock Affairs by Public Companies, and other rules of the TWSE in the event that the securities firm and its responsible person or employees breach these Rules.

Article 13
    These Rules are drafted by the TWSE with the Taiwan Securities Association and shall take effect after having been submitted to and approved by the competent authority. Subsequent amendments thereto shall be effected in the same manner

Data Source:Taiwan Stock Exchange - Rules & Regulations Directory