Taiwan Stock Exchange - Rules & Regulations Directory
time:2020/01/18 09:50

Amended Article

Title:

Taiwan Stock Exchange Corporation Directions for Verification and Disclosure of Material Information of Trustee Institutions and Special Purpose Companies 

Amended Date: 2003.03.10 
Categories: Primary Market > Management > Information Disclosure

Article 4
    When the TSEC discovers, or receives an inquiry from an investor who submits supporting evidence by fax (Attachment 1) indicating that, a trustee institution or SPC has material information under Article 2 that has not been published, the TSEC may, as it deems necessary, complete a "Public Statement Concerning Material Information of a Trustee Institution or Special-Purpose Company - Form (1)" (Attachment 2) specifying the source and particulars of the material information and make a fax and telephone inquiry to the trustee institution's or SPC's spokesperson or acting spokesperson, whereupon, the trustee institution or SPC shall enter an explanation of the inquired information into the internet reporting system designated by the TSEC within the time period prescribed by the TSEC.
    The phrase "within the time period prescribed by the TSEC" used in the preceding paragraph means that if a trustee institution or SPC receives a fax and telephone inquiry from the TSEC by 12:30 p.m. of a given business day, it shall enter an explanation of the inquired information into the internet reporting system designated by the TSEC before the close of market. If a trustee institution or SPC receives a fax and telephone inquiry from the TSEC after 12:30 p.m. of a given business day it shall enter an explanation of the inquired information into the internet reporting system designated by the TSEC by 5 p.m. on the same day.
    The information in a written inquiry submitted by an investor as mentioned in paragraph 1 shall include the investor's real name, national ID number, and address and contact number, and the TSEC may make an inquiry to the trustee institution or SPC during regular business hours with either the original document or a summary thereof .

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