print time:2024/04/27 09:36
Article NO. Content
Title:
Securities and Exchange Act
Amended Date:
2023.06.28
Article 159
(Prohibition of Discretionary Trading)
A securities broker shall not accept any full authorization that allows him/her to determine the type, the number, or the price of securities to be bought or sold on the behalf of the principal.
Relevant Laws:
Securities and Exchange Act § 178-1 (2023.06.28)