Article NO. Content

Title:

Regulations Governing Securities Finance Enterprises 

Amended Date: 2018.02.12 
Article 45     When a securities finance enterprise engages in securities borrowing and lending, the following may not be the subject of borrowing or lending nor may they be accepted as collateral:
  1. Securities that are subject to a pledge.
  2. Shares or other equity-type securities of the securities finance enterprise itself that it has acquired through share buybacks, gifts from others, merger, transfer of business, or otherwise.