Article NO. Content


Taiwan Stock Exchange Corporation Directions for the Calculation of Net Available Funds 

Amended Date: 2017.11.27 
Categories: Market Supervision > Regulation of Securities Firms
Article 5     When the total reported amount of brokerage or dealer trading entered by a securities firm in a single day reaches the largest multiple of its Net Available Funds, the TWSE shall stop the input of its terminals. If the largest multiple of its Net Available Funds is either 20 times or five times, the TWSE may issue early warnings at its discretion when the amount reaches two appropriate times below the largest multiple and notify the securities firms when the above-mentioned amount reaches the times set forth in the early warnings.
    The securities firm may still continue the inquiry, change and cancellation procedures after the TWSE stops the input of its terminals. However, the TWSE will cease calculating total amounts reported by said firm.