print time:2024/03/29 14:14
Article NO. Content
Title:
Taiwan Stock Exchange Corporation Directions for the Calculation of Net Available Funds
Amended Date:
2017.11.27
Categories:
Market Supervision > Regulation of Securities Firms
Article 9
When a securities firm violates Article 2, Paragraph 2 or Article 3, Paragraphs 1 and 2 of these Directions, the TWSE may take the measures set forth in Article 135 of the Operating Rules of the TWSE.
Relevant Laws:
Operating Rules of the Taiwan Stock Exchange Corporation § 135 (2022.04.28)
Taiwan Stock Exchange Corporation Directions for the Calculation of Net Available Funds § 2、3 (2017.11.27)