Article NO. Content


Establishing Information Security Inspection Mechanisms for Securities Firms 

Amended Date: 2024.05.15 (Articles 1, 4, 7, 10, 12 amended,English version coming soon)
Current English version amended on 2022.12.28 
Categories: Market Supervision > Regulation of Securities Firms
14     Co-location service management (CC-23000), applicable to securities firm using the co-location service (monthly or semi-annual audit)
  1. For equipment and other assets entering and exiting the host co-located server room, the company shall make an application in the Host Co-Location User Service System, cooperate in inventory checks, and retain relevant records (semi-annual audit).
  2. The company shall cooperate by conducting regular inventories of the host and web equipment in the cabinets in the host co-located server room (semi-annual audit).
  3. The company’s software and hardware equipment placed in the host co-located server room shall have complete information security protection measures in place in accordance with the Establishing Information Security Check Mechanism for Securities Firms (monthly or semi-annual audit).