Article NO. Content


Operating Rules of the Taiwan Stock Exchange Corporation 

Amended Date: 2021.01.29 (Articles 49, 49-1, 49-2, 49-3 amended,English version coming soon)
Current English version amended on 2020.05.05 
Categories: Basic Laws and Regulations
Article 97     A securities dealer may subscribe stock or corporate bonds of a company. With the exception of such subscriptions, any proprietary trading of listed securities by a securities dealer shall be done on the Exchange only. Unless otherwise approved by the Competent Authority, a securities dealer shall not place orders with securities brokers to trade on its behalf.