print time:2024/05/04 21:06
Article NO. Content
Title:
Taipei Exchange Rules Governing Securities Firms Recommending Trades in Securities to Customers
Amended Date:
2017.12.21 (Articles 5 amended,English version coming soon)
Current English version amended on 2010.12.22
Article 9
When making oral recommendations to customers, securities firm personnel shall have a full understanding of relevant research reports.