Article NO. Content

Title:

Regulations Governing Securities Firms 

Amended Date: 2024.03.06 
Article 68-1 If a securities firm is a foreign company's branch within the territory of the Republic of China (ROC), unless otherwise provided by the FSC, the matters that under these Regulations are required to be handled by the board of directors or supervisors shall be handled by the responsible persons of the ROC branch who are authorized by the head office or regional headquarters of the foreign company.