print time：2024/04/20 10:29
Article NO. Content
Title：
Taiwan Stock Exchange Corporation Operational Rules for Audits of Securities Firms
Amended Date：
2002.07.05
Categories：
Market Supervision > Regulation of Securities Firms
Article 3
The TSEC will use formal document reviews and on-site audits in its audits of securities firms, which will in principle be test audits. No unit may evade or refuse such an audit.