print time:2025/09/13 13:21
Article NO. Content
Title:
Taiwan Stock Exchange Corporation Operational Rules for Audits of Securities Firms
Amended Date:
2025.09.03 (Articles 1, 4 amended,English version coming soon)
Current English version amended on 2002.07.05
Categories:
Market Supervision > Regulation of Securities Firms
Article 9
When auditors proceed to the securities firm to conduct an audit, they shall present the audit certification documents issued by the TSEC.