Article NO. Content

Title:

Corporate Governance Best-Practice Principles for Securities Firms 

Amended Date: 2023.02.08 (Articles 3-2, 3-3, 3-4, 10-1, 18, 24, 27, 28-4, 37, 37-2, 37-3, 40, 51, 62, 63 amended,English version coming soon)
Current English version amended on 2021.05.04 
Categories: Corporate Governance
Article 10     A securities firm shall respect the shareholders' right to know. With respect to the information of the financial conditions, operations, the insiders' shareholdings, and corporate governance status in the company, a securities firm shall faithfully comply with the applicable regulations regarding the information disclosure. If an official website is set up, a securities firm is advised to provide information to the shareholders regularly and promptly.
    The information mentioned in the preceding paragraph shall be disclosed in English upon release, to ensure fair treatment to all shareholders.
    To protect shareholders’ rights and interests and ensure fair treatment to shareholders, a securities firm shall lay down bylaws to forbid its internal personnel to make use of information not released on the market to trade securities.