Article NO. Content

Title:

Regulations Governing the Review of Professional Development Institutions for Principal Accounting Officers of Issuers, Securities Firms, and Securities Exchanges 

Announced Date: 2006.06.08 
Article 5     In order to apply for the status of a professional development institution for principal accounting officers, the following documents shall be submitted by letter for recognition by the competent authority:
  1. An application for recognition as a professional development institution for principal accounting officers (in the format provided in Appendix 1).
  2. One photocopy of the applicant's certificate of establishment as a professional development institution.
  3. One photocopy of the applicant's income tax return for the preceding year.
  4. Photocopies of the labor insurance cards or employment certificates of the applicant's full-time employees.
  5. One photocopy of an inspection report notification for building fire prevention and escape facilities and equipment safety, valid for the current year, issued by a local government construction authority or bureau of public works.
  6. One photocopy of the receipt from a fire safety equipment inspection and maintenance report issued by a local government fire agency and valid for the current year.
  7. One photocopy of the documented right of use for the training site, valid for a minimum of one year (e.g., certificate of title or lease agreement).
  8. The applicant's academic bylaws.
  9. Information on training courses actually offered during the preceding two years and the current year (including names of courses, course outlines, academic qualifications and experience of instructors, the number of sessions already offered, course hours, number of participants, and fee standards).
  10. Work plans for course offerings scheduled within the upcoming year (including names of courses, course outlines, course offering dates, course hours, and academic qualifications and experience of instructors).