Article NO. Content


Taiwan Stock Exchange Corporation Directions for Lead Securities Underwriters Mandated to Assist Primary Listed Companies in Complying with ROC Laws and Regulations and the Taiwan Stock Exchange Corporation Rules Related to TWSE Listing 

Amended Date: 2014.10.27 
Categories: Primary Market > Management > Primary Listings
1      These Directions are specially adopted pursuant to Article 28-2 of the TWSE Rules Governing Review of Securities Listings ("Review Rules") and Article 6-1 of the TWSE Rules for Regulating Primary Listed Foreign Issuers, to regulate the scope of duties of a lead securities underwriter assisting a TWSE primary listed company in complying with ROC securities-related laws and regulations and relevant TWSE rules and the content of the mandate contract.

Relevant Laws: