Article NO. Content

Title:

Taiwan Stock Exchange Corporation Operation Procedures for Appeals Filed by Employees of Securities Firms in Disposition Cases 

Amended Date: 2023.08.23 (Articles 1, 2, 3, 4, 5, 6, 7, 8, 9 amended,English version coming soon)
Current English version amended on 2014.11.27 
Categories: Market Supervision > Regulation of Securities Firms
7     The Appeal Review Committee shall have one chairperson, to be filled by the TWSE Senior Executive Vice President. When the chairperson is unable for any reason to convene a meeting, his/her deputy shall serve as the acting chairperson.
     Members of the Appeal Review Committee shall personally attend the meetings, and may not appoint another to serve as their agent; nor are they allowed during meetings to appoint another to exercise powers on their behalf. Members that leave before a meeting's end may not exercise their voting rights.