print time：2025/07/06 00:52
Article NO. Content
Title：
Taipei Exchange Regulations Governing the Conduct of Equity Crowdfunding by Securities Firms
Amended Date：
2020.08.20
Article 33
If an employee of a securities firm violates these Regulations or other relevant provisions and the circumstances are serious, the TPEx may report the matter to the competent authority for it to take necessary dispositive measures.