Article NO. Content


Operating Rules for Securities Firms Handling Non-Restricted Purpose Loan 

Amended Date: 2022.01.14 (Articles 1, 2, 4, 9, 11, 16, 17, 18, 20 amended,English version coming soon)
Current English version amended on 2021.04.01 
Categories: Securities Exchange Market > Borrowing of Money
Article 31     In non-restricted purpose loan conducted by a securities firm, if the amount of financing made available to client on any single business day exceeds 50% of the securities firm's net asset value or reaches NT$1 billion, or if the outstanding balance of financing to customers exceeds 100% of the securities firm's net asset value, the securities firm shall file the relevant financing information with the TWSE on the same day.