Article NO. Content


Regulations Governing Securities Firms Trading in Securities on a Fixed-Term, Fixed-Amount Basis 

Amended Date: 2018.08.06 
Categories: Securities Exchange Market > Trading > Securities Transaction
Article 12     A securities firm conducting the Fixed-Term, Fixed-Amount Trading may open two omnibus trading accounts for Fixed-Term, Fixed-Amount Trading in the name of its head office, with one account designated for domestic clients (securities trading account number in the format of 847777-Inspection Code), and the other for foreign clients (securities trading account number in the format of 947777-Inspection Code).
    A domestic securities firm's ID code for omnibus trading account for Fixed-Term, Fixed-Amount Trading is 600. A foreign securities firm's branch in Taiwan has the ID code as 403.