Article NO. Content


Regulations Governing Securities Firms Trading in Securities on a Fixed-Term, Fixed-Amount Basis 

Amended Date: 2018.08.06 
Categories: Securities Exchange Market > Trading > Securities Transaction
Article 7     For purpose of conducting the Fixed-Term, Fixed-Amount Trading, a securities firm shall follow the principle of purchasing and selling securities for mid- and long-term investment, and the securities trading shall be limited to shares and exchange-traded fund (ETF) beneficiary certificates. The securities firm shall establish the criteria for selecting underlying investments.
    The underlying investments in the preceding paragraph shall exclude leveraged and inverse ETF Securities Investment Trust Fund (SITF) beneficiary certificates and leveraged and inverse ETF Futures Trust Fund (FTF) beneficiary certificates.
    When selected underlying investments are announced by the Securities Exchange or TPEx to be traded in a different way or listed as alerted securities pursuant to the applicable policies, the securities firm shall suspend its purchase of the securities on the day of the Fixed-Term, Fixed-Amount Trading.