Article NO. Content


Taiwan Stock Exchange Corporation Rules Governing Review of Listing of Exchange Traded Notes 

Amended Date: 2022.01.24 (Articles 4, 4-1, 6, 10 amended,English version coming soon)
Current English version amended on 2021.07.16 
Categories: Primary Market > Review
Article 9     When applying for listing of ETNs to be issued, a securities firm shall meet the following requirements:
  1. The securities firm shall meet the requirements in Article 4 of the Issuance Regulations.
  2. The total value of the issue exceeds NT$200 million and the number of issued units exceeds five million in this application.
  3. The sum of the total value of valid issue in this application and the total value of valid issue in all prior accepted applications does not exceed fifty percent (50%) of the net worth of the securities firm in the most recent CPA-certified financial report.
  4. The listing period shall be more than one years and less than 20 years.

Relevant Laws: