Article NO. Content

Title:

Reference Guidelines on the Supply Chain Risk Management of Service Enterprises in Securities and Futures Markets 

Announced Date: 2023.11.13 (Articles 4, 7, 10 amended,English version coming soon)
Current English version amended on 2022.04.26 
Categories: Information Operations
Article 14
  1. Executive Yuan (June 2018), Cyber Security Management Act, https://law.moj.gov.tw/LawClass/LawAll.aspx?pcode=A0030297
  2. Executive Yuan (January 2020), Trade Secrets Act, https://law.moj.gov.tw/LawClass/LawAll.aspx?pcode=J0080028
  3. National Center for Cyber Security Technology, Executive Yuan (August 2021), Reference Guidelines on Information Security in Government Information Outsourcing, https://www.nccst.nat.gov.tw/CommonSpecification?lang=zh
  4. Securities and Futures Bureau, Financial Supervisory Commission (September 2021), Regulations Governing the Establishment of Internal Control Systems by Service Enterprises in Securities and Futures Markets, https://law.moj.gov.tw/LawClass/LawAll.aspx?pcode=G0400048
  5. Banking Bureau, Financial Supervision Commission (September 2019), Regulations Governing Internal Operating Systems and Procedures for the Outsourcing of Financial Institution Operation, https://law.moj.gov.tw/LawClass/LawAll.aspx?pcode=G0380200
  6. Taiwan Stock Exchange Corporation (November 2021), Standards and Regulations Governing Internal Control Systems of Securities Firms, https://dsp.twse.com.tw/brokerFileDownload/list
  7. Taiwan Futures Exchange Corporation (July 2021), Standards and Regulations Governing Internal Control Systems of Futures Commission Merchants,https://www.taifex.com.tw/cht/8/fcmInnerControl
  8. Taiwan Stock Exchange Corporation (July 2021), Establishing Information Security Inspection Mechanisms for Securities Firms, http://www.selaw.com.tw/LawArticle.aspx?LawID=G0100479&ModifyDate=1100720
  9. Taiwan Futures Exchange Corporation (December 2021), Establishing Information Security Inspection Mechanisms for Futures Commission Merchants, http://www.selaw.com.tw/LawContent.aspx?LawID=G0101501
  10. Taiwan Securities Association (May 2021), Taiwan Securities Association Self-Regulations of the Information Security of Emerging Technology, http://www.selaw.com.tw/LawArticle.aspx?LawID=G0103907
  11. Taiwan Securities Association (May 2006), Reference Guidelines on the Directions Governing Securities Firm Information Outsourcing Contracts, https://www.rootlaw.com.tw/LawArticle.aspx?LawID=A040390050031400-0950421