Article NO. Content

Title:

Taiwan Stock Exchange Corporation Operating Rules on the Use of Domestic Securities by Overseas Chinese and Foreign Nationals as Collaterals for Offshore Investment Activities 

Announced Date: 2023.03.31 
Categories: Securities Exchange Market > Trading > Securities Transaction
Article 11     Where overseas Chinese and foreign nationals use domestic securities as collaterals for offshore investment activities, the collateral provider should, within 15 days after the end of each month, prepare and submit a statement showing the following information about the collaterals provided in accordance with these Rules as of the end of the previous month to Investment Custodian for reporting to the Department of Foreign Exchange, Central Bank of the Republic of China, and should simultaneously provide the information to the TWSE for filing purpose:
  1. Name of the collateral provider, collateral receiver, and collateral manager.
  2. Name, quantity, and market value of the domestic securities collaterals, and value of the collateral.
  3. Dollar amount of collaterals required for related offshore investment activities, total value of the collaterals, start date and end date of the contract, and type of contract.
  4. Other information designated by the Department of Foreign Exchange, Central Bank of the Republic of China.