Taiwan Stock Exchange - Rules & Regulations Directory

Article NO. Content

Title:

Securities and Exchange Act 

Amended Date: 2023.06.28 
Article 16
(Types of Securities Firms)
    Anyone which operates any of the securities businesses specified in the preceding Article shall be a securities firm; securities firms may be categorized into:
  1. a "securities underwriter" operates the business specified in subparagraph 1 of the preceding Article.
  2. a "securities dealer" operates the business specified in subparagraph 2 of the preceding Article.
  3. a "securities broker" operates the business specified in subparagraph 3 of the preceding Article.

Interpretation:

Relevant Laws:

Data Source:Taiwan Stock Exchange - Rules & Regulations Directory
twse-regulation.twse.com.tw