Taiwan Stock Exchange - Rules & Regulations Directory

Article NO. Content

Title:

Securities and Exchange Act 

Amended Date: 2023.06.28 
Article 46
(Distinguishing Between Concurrently Operated Types of Trading)
    A securities firm concurrently operating the business of a securities dealer and a securities broker pursuant to the proviso of paragraph 1 of the preceding Article shall indicate on written documents for every transaction whether such transaction is made for its own account or for its customers.

Relevant Laws:

Data Source:Taiwan Stock Exchange - Rules & Regulations Directory
twse-regulation.twse.com.tw