Taiwan Stock Exchange - Rules & Regulations Directory

Article NO. Content

Title:

Regulations Governing Stock Exchanges 

Amended Date: 2012.07.11 
Article 34
    In addition to handling appropriately, a stock exchange shall report the FSC the following matters:
  1. The centralized securities exchange market temporarily ceases part of the transactions of the market or closes the market due to sudden events of force majeure.
  2. Malfunctions or interruptions of the transaction system and the transaction information transmission system.
  3. Members, securities brokers and securities dealers fail to settle in time or are unable to settle.
  4. The confirmation and public handling status of the material information for listed companies.
  5. The monitoring and handling status of the centralized securities exchange market.
  6. Where there is major impact to its financial or business situation due to matters of litigation, non-litigation, administrative sanction, administrative litigation, commercial arbitration or settlement.
  7. Auditing result regarding the financial report of the securities firms and listed companies.
  8. Reviewing condition of financial and business condition of members, securities brokers and securities dealers.
  9. Other matters designated by the FSC which shall be reported to the FSC.
    In the event of any circumstance under subparagraphs 1 to 3 of the preceding paragraph, the stock exchange shall report to the FSC before the following day of the event. In the event of any circumstance under subparagraphs 4 to 6, the stock exchange shall report to the FSC within 5 days after the event takes place or after the handling finishes. And in the event of any circumstance under subparagraphs 7 and 8, the stock exchange shall report to the FSC the results of execution on a monthly basis.

Interpretation:

Data Source:Taiwan Stock Exchange - Rules & Regulations Directory
twse-regulation.twse.com.tw