Taiwan Stock Exchange - Rules & Regulations Directory

Article NO. Content

Title:

Regulations Governing Stock Exchanges 

Amended Date: 2012.07.11 
Article 41
    The non-managerial associated persons shall not have any conditions specified in Article 54 of the Act and shall have one of the following qualifications:
  1. Graduate of college or above.
  2. Certified with the ordinary examination or the special examination equivalent to the ordinary examination or above.
  3. Have worked in the business department of a securities or financial institution(s) or in the financial or stock affairs department(s) of a listed company for 3 years or more.
  4. Have been registered as an associated person of a securities firm or received the certificate of passing the test for the associated person of a securities firm issued by the FSC.
  5. Have passed the test for the associated person of a securities firm held by SFI which is mandated by SDA.

Relevant Laws:

Data Source:Taiwan Stock Exchange - Rules & Regulations Directory
twse-regulation.twse.com.tw