Taiwan Stock Exchange - Rules & Regulations Directory

Article NO. Content


Regulations Governing Securities Firms Accepting Orders to Trade Foreign Securities 

Amended Date: 2020.09.08 (Articles 2, 3-1, 4, 6-1, 6-2, 6-3, 6-4 amended,English version coming soon)
Current English version amended on 2017.10.06 
Article 15
    Securities firms accepting orders to trade foreign securities shall not accept any authorization giving them discretion to determine on the principal’s behalf the type, volume, price, or purchase or sale of securities.
Data Source:Taiwan Stock Exchange - Rules & Regulations Directory