Taiwan Stock Exchange - Rules & Regulations Directory
Article NO. Content
To operate the business of brokering trades in foreign securities, a securities firm shall comply with the provisions of Article 41-1 of the Standards Governing the Establishment of Securities Firms, and shall forward the required documentation to the securities dealers association for review and to be further forwarded to the Financial Supervisory Commission (FSC) for approval. It shall also require permission from the Central Bank.
- Standards Governing the Establishment of Securities Firms § 41 (2020.01.15)