Taiwan Stock Exchange - Rules & Regulations Directory

Article NO. Content


Taiwan Stock Exchange Corporation Securities Borrowing and Lending Rules 

Amended Date: 2022.06.28 (Articles 14, 47 amended,English version coming soon)
Current English version amended on 2021.06.07 
Categories: Securities Exchange Market > Borrowing of Securities
Article 12
    If there is any change in the information contained in a securities borrowing and lending account opening application form with respect to the company's name, name or national ID number of its agent or responsible person, government uniform invoice number as a profit-seeking enterprise or tax withholding agent, withholding tax rate, bank account number, address or mailing address, contact telephone number, or e-mail address, such change shall be entered, through the securities firm, into the TWSE securities lending system, with notice given to the TWSE in writing or by correspondence or electronic means.
    If the applicant for conducting securities borrowing and lending transactions fails to give such notice in writing or by correspondence or electronic means, the TWSE will proceed using the original recorded information, and the applicant shall be solely responsible for any legal issues that may arise and may not raise any objection whatsoever afterwards.
    When the TWSE gives a notice by postal mail, if the notice is unable to be served due to a change of address or mailing address for which the SBL participant fails to give the notice required above, or otherwise due to a reason attributable to the SBL participant, such notice shall be deemed to have become effective as of the date of the first delivery attempt by the post office.


Data Source:Taiwan Stock Exchange - Rules & Regulations Directory